CISI ICWIM : International Certificate in Wealth & Investment Management

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CISI ICWIM Exam Syllabus Topics:

CISI International Certificate in Wealth & Investment Management Sample Questions:

1. Which class of mutual fund shares has a charging structure that avoids a front-end load?

A) Class A
B) Class D
C) Class B
D) Class C

2. Double taxation treaties are designed to:

A) Reduce cross-border investment
B) Ensure both countries apply taxation
C) Tax all types of income at the same rate
D) Prevent double taxation

3. One advantage of an occupational pension scheme OPS is that:

A) The employer contributes to the overall cost
B) The employee knows the level of retirement income
C) Contributions and withdrawals are tax free
D) The employee sets up the scheme and chooses the investments

4. Back-end loading is often associated with:

A) Collective investments
B) Bonds
C) Equities
D) Real estate

5. During a period of growth in consumer income the demand curve for a normal product would:

A) Begin to curve upwards
B) Remain static
C) Shift to the left
D) Shift to the right

Solutions: